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8 Apr 2019, 3:04 am by Liz Dunshee
A few weeks ago, the SEC adopted rules to implement the “Fast Act” – and when the rules go effective next month, they’ll make the following changes to the cover pages for Form 10-K, Form 10-Q and Form 8-K: – Forms 8-K and 10-Q will require disclosure of the national exchange or principal US market for their securities, the trading symbol, and the title of each class of securities – Form 10-K will have a new field for… [read post]
7 Feb 2023, 3:13 am by Liz Dunshee
For those getting ready to file their annual report, the SEC has posted the latest version of Form 10-K on its “Forms” page – you can also find a link to the pdf in our “Form 10-K” Practice Area, as well as a downloadable cover page in Word for ease of use. [read post]
1 May 2019, 3:05 am by Liz Dunshee
We’ve also updated our Word version of the Form 10-K cover page in our “Form 10-K” Practice Area. [read post]
15 May 2019, 3:00 am by John Jenkins
You can find the Word version of the Form 10-Q cover page in our “Form 10-Q” Practice Area, and the Word version of the Form 8-K cover page in our “Form 8-K” Practice Area. [read post]
14 Apr 2016, 3:05 am by Broc Romanek
Anyways, the SEC voted yesterday to issue this 341-page concept release on a big slice of Regulation S-K – the Item 100-300 series. 341 pages! [read post]
14 Apr 2016, 3:05 am by Broc Romanek
Anyways, the SEC voted yesterday to issue this 341-page concept release on a big slice of Regulation S-K – the Item 100-300 series. 341 pages! [read post]
19 Feb 2008, 3:19 am
More on the 10-Q (and 10-K) Cover Page "Glitch" A number of members e-mailed me after Friday's blog about the parenthetical on the cover page of the 10-Q (which is also on the Form 10-K cover page). [read post]
2 Jun 2016, 5:29 am by John Jascob
Nelson, J.D.The Commission published an interim final rule that will implement the Form 10-K summary page mandated by the Fixing America’s Surface Transportation (FAST) Act. [read post]
8 Apr 2015, 3:59 am by Broc Romanek
Goodwin Procter’s John Newell has redlined the changes to the updated Form 10-K, which includes one new instruction for asset-backed issuers (see page 5) and numerous typos. [read post]
3 Jul 2018, 3:00 am by John Jenkins
We’re also updating our “Form 10-K Handbook” and our “Form 10-K Cover Page Requirements Checklist” to reflect the new cover page language. [read post]
28 Jan 2015, 3:46 am by Broc Romanek
This one is a real gem – 189 pages of practical guidance. [read post]
14 Mar 2008, 2:00 pm
This posting covers Links on the LawPundit Main Page : (2) (k,l) The Law Blogroll - K, L:Karel's Legal Blog is unusual in that it is written by an attorney who specializes in The Netherlands Antilles and Aruba.The Landlord Law Blog is by a solicitor out of the UK whose most recent posting is OFT challenges unfair terms in landlords agency agreements.Law Career Blog is by Gregory W. [read post]
21 Jul 2007, 11:03 am
Automatic 401(k) Overview for Employers - A Survey of Companies with 500 to 5,000 Employees, 2007 (33 pages, PDF): Awareness... [read post]